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Mary Schapiro
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#	Item
51	______________________________________________________________________________ September 15, 2010 VIA ELECTRONIC MAIL ([removed]) Elizabeth M. Murphy Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-17 13:12:13 Self-regulatory organizations TD Ameritrade Toronto-Dominion Bank Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Financial adviser Mary Schapiro Dodd–Frank Wall Street Reform and Consumer Protection Act Rulemaking Financial economics Business Finance
52	Comment Letter on File No. SR-MSRB[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-20 14:59:36 Mary Schapiro Financial regulation Government Public administration Self-regulatory organizations Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission
53	NEWS RELEASE Monday, August 4, 2014 Gary Gensler, Former Commodity Futures Trading Commission Chairman, Wins Frankel Fiduciary Prize Washington DC – The Institute for the Fiduciary Standard today announced that it is a Add to Reading List Source URL: www.thefiduciaryinstitute.org Language: English - Date: 2014-08-05 15:35:20 Government Economy of the United States Gary Gensler Fiduciary Mary Schapiro Goldman Sachs U.S. Securities and Exchange Commission Robert Rubin Lawrence Summers Commodity Futures Trading Commission Law Year of birth missing
54	Washington State Department of Financial Institutions John L. Bley, Director Securities Division Deborah Bortner, Assistant Director ________________________________________________________________________________ Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2006-01-09 12:06:45 Economics Financial Industry Regulatory Authority North American Securities Administrators Association Investor education U.S. Securities and Exchange Commission Mary Schapiro Securities market Mutual fund Uniform Securities Act Financial economics United States securities law Investment
55	November 13, 2009 Mary L. Schapiro, Chairman Commissioner Kathleen L. Casey Commissioner Elisse B. Walter Commissioner Luis A. Aguilar Commissioner Troy A. Paredes Add to Reading List Source URL: www.iehn.org Language: English - Date: 2009-11-13 09:37:47 Finance United States corporate law Auditing United States Generally Accepted Accounting Principles Financial markets United States securities law Accountancy Financial Accounting Standards Board Business
56	Leonard J. Amoruso General Counsel March 7, 2012 Ms. Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-08 14:28:58 Financial markets Investment Stock market Regulation NMS Financial regulation Short selling U.S. Securities and Exchange Commission Securities Exchange Act Mary Schapiro Financial economics United States Securities and Exchange Commission Finance
57	Record of Proceedings of the 30th Annual SEC Government-Business Forum on Small Business Capital Formation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-01-27 15:44:25 Financial system Financial markets 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Mary Schapiro Securities and Exchange Commission Capital market Securities Exchange Act United States securities law Financial economics Finance
58	31ST ANNUAL SECURITIES AND EXCHANGE COMMISSION GOVERNMENT-BUSINESS FORUM ON SMALL BUSINESS CAPITAL FORMATION RECORD OF PROCEEDINGS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-11 13:41:38 U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Mary Schapiro Public administration Securities and Exchange Commission Elisse B. Walter Naked short selling Christopher Cox Government Financial regulation Corporate crime
59	Washington State Department of Financial Institutions John L. Bley, Director Securities Division Deborah Bortner, Assistant Director ________________________________________________________________________________ Add to Reading List Source URL: dfi.wa.gov Language: English - Date: 2006-01-09 12:06:45 Economics Financial Industry Regulatory Authority North American Securities Administrators Association Investor education U.S. Securities and Exchange Commission Mary Schapiro Securities market Mutual fund Uniform Securities Act Financial economics United States securities law Investment
60	Orrick Client Alert December 19, 2008 President-Elect Obama Names SEC and CFTC Chairmen and Fed Governor President-elect Barack Obama yesterday announced that Mary L. Schapiro will be the next SEC Add to Reading List Source URL: www.orrick.com Language: English - Date: 2013-01-04 13:24:13 Government Mary Schapiro United States securities law U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Gary Gensler Christopher Cox Daniel Tarullo Elisse B. Walter Commodity Futures Trading Commission Economy of the United States Financial regulation